SEC Proposes Rule to Eliminate or Neutralize Conflicts of Interest in the Use of “Predictive Data Analytics” Technologies
Debevoise Data Blog
AUGUST 14, 2023
More advanced or complicated technologies, particularly those using complex modeling or machine learning, would be expected to require more complex evaluative strategies. As discussed further below, the definition for broker-dealers is limited to retail investors while the investment adviser rule has no such limitation.
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