2017 Compliance Due diligence 
Debevoise Data Blog
SEPTEMBER 20, 2021
To the extent that the data sets are being generated internally or scraped from the public Internet, make sure that there are policies and procedures to confirm regulatory compliance with contractual, IP and privacy obligations that may limit the use of that data.
Debevoise Data Blog
OCTOBER 14, 2021
For example, the testing, oversight and transparency required for AI that is being used for things like anti-money laundering, sanctions compliance, or cybersecurity is very different than for investment products or robo-advising. SEC’s 2017 Guidance for robo-advisers also contains very specific disclosure requirements for that context.
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Debevoise Data Blog
NOVEMBER 21, 2022
Our key takeaways are: For financial services firms – determine if you are covered as a “financial entity” and, if so, begin charting a path to compliance: it is likely to be a resource-intensive undertaking and one which demands ongoing engagement from across the business, including management. What are the penalties for non-compliance?
3 Geeks and a Law Blog
MARCH 12, 2024
Jill, one of the world’s first certified AI auditors, brings her expertise in compliance and risk management to ensure that the models are built ethically and in accordance with legal standards. Honestly, Michael Bommarito 12:49 another non answer is funny, like, maybe one of the more salient and relevant accounts is in like 2017, or 18.
Ikigai Law
JUNE 1, 2023
89% of these notes were issued before March 2017, which is a long life for a currency note. Ailing since 2017, it finally lost the battle against the digital economy. Main Course Finding a way around the circuitous KYC maze The challenge of KYC compliance haunts every financial institution. So, it won’t be a painless end.
Clio
MAY 29, 2025
Make no mistake: law firm compliance requirements are essential to understand for any legal practice that wants to be successful. One big hurdle for law firms is that law firm compliance is a very broad topic. When stacked on top of the practice of law itself, compliance concerns can be overwhelming for most attorneys.
Ikigai Law
MARCH 13, 2023
Reportedly , the advisory was issued directly to the Chief Compliance Officers of ‘social media intermediaries’ ( SMIs ) like Facebook, WhatsApp, Instagram and Twitter; a deviation from the Ministry’s past practice of publishing content moderation advisories on its website.
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